Virtual Compliance Officer Services

Expert and Cost Efficient Compliance Services:    Since firms are at various level of maturity their compliance needs vary. Some firms may elect to completely outsource the function, while others may only require ongoing administrative support.  Outsourced activities to remain compliant can vary depending on the business and its risk profile.  We have identified 6 Core Competencies and the areas of coverage we can apply each to.

Below are examples of more specific activities that fall into the Significant 6 Core Competencies

  • Policy writing 
  • Training content selection, tone to match corporate culture; delivered live or recorded
  • Executive and Board KPI Reports and interface
  • Compliance Management Software selection
  • Compliance Management Software configuration and administration (employees and third parties)
  • Population (Data) management
  • Control-Risk Assessments
  • Third Party Risk Management
    • Watchlist screening case resolution
    • Third party certifications and questionnaire design
    • Risk Rating criteria and segmentation
    • Data rules based management
  • Internal Audits of compliance controls or program design

To learn more, please contact us  using our contact page,,  

or Call us at +1-877-270-0005.